SEBI

Recent Developments of Insider Trading
SEBI

Recent Developments of Insider Trading

Trading December 30, 2019, Second Circuit in the United States v. Blaszczak held that, among other decisions, an assessment of personal benefits in Dirks v. The SEC does not apply to security fraud cases listed under Article 18 and that government confidential information may be “assets” for telephone fraud purposes and fraudulent permits in item […]

RECENT AMENDMENTS TO LISTING REGULATIONS
SEBI, Secretarial

Recent Amendments to Listing Regulations

The Securities and Exchange Board of India (SEBI) (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR) lays down post listing obligations and disclosures to be given by companies with listed securities such as equity, Non-Convertible Debt Securities (NCDs), and Non-Convertible Redeemable Preference Shares (NCRPS). From the time LODR has been notified, significant amendments have been […]

ALL ABOUT CLAW-BACK PROVISION
SEBI

All About Claw-back Provision

INTRODUCTION  Claw-back provision is a general principle of English contract law that the parties should be held to the bargains that they enter into. Claw-back provisions have become ever more common since the financial crisis as a result of regulation in the financial services sector. One of the arguments that are given by individuals when […]

governor-1891456-1601368, The Powers Of The Governor As The Head Of The State, GOVERNANCE OF NON-PROFIT COMPANIES, ROLE OF INDEPENDENT DIRECTOR IN STRENGTHENING CORPORATE GOVERNANCE NORMS IN INDIA
SEBI, Secretarial

Role of Independent Director in Strengthening Corporate Governance Norms in India

INTRODUCTION Since the emergency of big corporate scandals in India, there has been much debate on Corporate Governance and also, the role of company director including the independent director. India being a preferred investment destination, we have to strengthen the governance norms, so to achieve the highest investment ever.[1] It is therefore, we have to strengthen […]

Shareholders Meetings
Operations & Management, SEBI

Shareholders Meetings: Legal and Governance Aspects

Introduction Shareholder’s meetings contribute to the effective monitoring of management decisions Encouraging and facilitating shareholder engagement with the company. To understand these meetings, they can be classified into 4 different types of meetings. The Statutory and Annual General meetings are important as well as compulsory meetings, whereas the Extra Ordinary and Class meetings are under […]

SEBI

Security Exchange Board of India in Prohibition To Insider Trading

INTRODUCTION Listed Indian firms’ employees, including foreign nationals, are required to follow the code of conduct while trading in American Depository Receipts (ADRs) and Global Depository Receipts (GDRs), the Securities and Exchange Board of India (SEBI) said on November 4. Trading in such depository receipts is covered under the Prohibition of Insider Trading (PIT) Regulations, […]

Are The Functions Of Serious Fraud Investigation Office Deteriorating?
SEBI

Are The Functions Of Serious Fraud Investigation Office Deteriorating?

Fraud-Corporate frauds and financial scams have significant catastrophic effects on multiple stakeholders, the public at large and the economy. Often companies try to paint a ‘rosy’ picture that the company’s financial health is all rainbows and unicorns, to portray themselves as a successful company. They undertake multiple fraudulent and unethical routes to window dress their […]

Human Resource – Import. In Present And Post Covid-19., Relevance Of Corporate Governance During Covid
SEBI

Relevance Of Corporate Governance During Covid

What Is Corporate Governance? Corporate governance is something inside and out not quite the same as the day-by-day operational administration exercises established by a company’s executives. It is an arrangement of bearing and control that directs how a board of directors administers and manages a company. It is an arrangement of course and control that […]

CSR And Pm Care Fund
SEBI

CSR And Pm Care Fund

Introduction CSR And Pm Care Fund -India’s new Companies Act 2013 (Companies Act) has presented a few new provisions which change the substance of Indian corporate business” (Companies Act) has presented a few new provisions which change the essence of Indian corporate business. One such new provision is Corporate Social Responsibility (CSR). The idea of […]

The Foreign Exchange Management (Non-debt Instrument) Rules, 2019
Accounting & Tax, Financial Transactions, SEBI

Analysis of The Foreign Exchange Management (Non-debt Instrument) Rules, 2019

The Ministry of Finance vide its notification dated 17th October 2019 issued the Foreign Exchange Management (Non-debt Instrument) Rules, 2019 (hereinafter referred to as “Rules“), in supersession of the Foreign Exchange Management (Transfer or Issue of Security by a Person Resident outside India) Regulations, 2017 (hereinafter referred to as “FEMA 20R“) and the Foreign Exchange Management […]

Hedge Funds: Concept and Current Trends
Financial Transactions, SEBI

Hedge Funds: Concept and Current Trends

Meaning: Hedge funds, including fund of funds, are unregistered private investment partnerships, funds, or pools that may invest and trade in many different markets, strategies, and instruments (including securities, non-securities, and derivatives) and are not subject to the same regulatory requirements as mutual funds, including mutual fund requirements to provide certain periodic and standardized pricing […]

Evolution Of Securities Laws In India
SEBI

Evolution Of Securities Laws In India

Introduction Securities Laws- The prosperity of securities market is a critical indicator of a healthy economy or quintessential for a growth and development. In India, securities have been traded for more than two centuries now, though historical evidence regarding initial stages of securities market is meager and obscure. This note attempts to trace the evolution […]